ARCHEOLOGIE / ARCHAEOLOGY
PORTER Benjamin

The Dhiban Excavation and Development Project, the DEDP hereafter, investigates how a Middle Islamic community managed the economic and political pressures of Mamluk imperial rule and expanding “global” trade in a resource scarce, semi-arid environment. Tall Dhiban is the largest settlement on the Dhiban Plateau, a narrow slice of west-central Jordan confined by the Wadi al-Walla, the Wadi al-Mujib, the Jordan Valley and the Arabian Desert (Fig. 1). The site is positioned 64 km south of ‘Amman on the so-called King’s Highway, which connected the site with important Mamluk towns like Hisban, ‘Amman, and Karak. Dhiban receives between 250 and 400 millimeters of annual precipitation, making sustainable rain-fed agricultural just possible. A topographic survey has determined that the entire site is just over 12 hectares in area and 41 meters high on the north side, and made up of at least three major terraces (Fig. 2). The extent of the Middle Islamic settlement, however, appears limited to the central portion of the site, running east-west in an elongated and irregular elliptic shape. At present Middle Islamic Dhiban is estimated to have been approximately 5 hectares in area on the tall proper, with an additional “suburb” of some 1-2 hectares on the southern ridge next to the modern town.

 

Tall Dhiban and contemporary Dhiban

Fig. 1. Tall Dhiban and contemporary Dhiban, looking south
(Photo Jamie Porter)

 

Topographic map of Dhiban

Fig. 2. Topographic map of Dhiban mainly emphasizing Middle and Late Islamic architecture. The gray squares represent excavation units
(Image by Andrew Wilson)

 

From the thirteenth through fifteenth centuries CE Dhiban was a substantial village in the al-Balqa region of the Mamluk administrative district of Damascus (Mamlakat Dimashq), but very near to the boundary (Wadi al-Mujib) with the district of al-Karak (Mamlakat al-Karak). Hence, Dhiban is likely to have been of some strategic importance, given the political competition and fluctuating administrative boundaries that characterized Mamluk rule in Jordan. Archival work by Bethany Walker indicates that the lands of Dhiban constituted an iqta‘ bestowed in 659 AH/1261 CE by Sultan Baybars on al-‘Aziz, the son of al-Mughith, an Ayyubid prince. Walker also notes that Dhiban had a mosque beside which was built a shrine, where two Mamluk amirs (Ibrahim ibn Manjak and his brother) were buried in the late fourteenth century CE. In other words, while not a major administrative center like Karak or Hisban, Dhiban was a prosperous town capable of providing both agricultural income and a desirable burial place for high ranking individuals during the thirteenth and fourteenth centuries CE.

Some indication of these higher-level connections may be seen in a large Middle Islamic building recently excavated on the north-east side of the tall by Jordan’s Department of Antiquities (Fig. 3). Built in the “piecemeal” style of the citadel (qusur) of Hisban, this irregular structure reused old building stones, columns and column bases extensively. The size and layout of the building suggests a non-domestic use, although, as the finds are still under study, it is difficult to say what this function might have been.

 

Plan of the Middle Islamic

Fig. 3. Plan of the Middle Islamic excavated barrel vaulted building on Dhiban’s summit
(Photo by author)

 

The DEDP’s excavations on Dhiban’s summit has revealed a complex of interconnected rooms and courtyards that share many features with Middle Islamic vernacular architecture excavated in earlier campaigns at Dhiban as well as at Khirbat Faris on the Karak Plateau to the south and Hisban to the north. In particular, the core of this unit is made up of barrel-vaulted rooms with walls over one meter thick supporting the arches. These thick walls are actually constituted by two walls arching in opposite directions abutting each other for support with a rubble fill in-between. As at Khirbat Faris, the barrel vaulted rooms are trapezoid with the doorway on the widest end. However, at Dhiban excavated rooms are larger than the average given for Khirbat Faris (ca. 12 meters2) measuring ca. 20 meters2. Attached to these barrel-vaulted rooms are several communicating rooms that were roofed by sprung arches, although they do not have all the features of a classic “transverse arch house,” such as grain bins built in-between the springers. The stone masonry in the rooms with sprung arches is quite different from that in the barrel-vaulted rooms, and may represent a Middle Islamic reuse of earlier structures, as is the case elsewhere at Dhiban as well as at Khirbat Faris.

To simplify what is a very complex stratigraphic record, at least two post-construction phases that predate the final abandonment of these structures have been identified. The uppermost, Phase 2a, consists of ephemeral hearths and installations with no prepared floors, as well as piecemeal wall repairs and reconfigurations. This indicates that the buildings on the summit were gradually, rather than suddenly, abandoned, with a marked reduction in the intensity and stability of settlement in the final phase of room use. A similar pattern of abandonment in stages has been documented for the large Middle Islamic building excavated by the Department of Antiquities.

The earlier Phase 2b is marked by well-prepared floors and associated tabuns and bins. A barrel-vaulted room has yielded the most securely stratified evidence for this phase. In Phase 2b, the room was subdivided by low walls and installations constructed of large blocks laid somewhat haphazardly directly on top of a well-prepared surface. High-resolution techniques were used to excavate this surface; including point proveniencing of all surface finds, water-flotation of all floor sediments, and the collection of micromorphological, soil chemistry and phytolith samples. This mass of data is only just beginning to be analyzed, but already several items have been found such as bracelets and imported pottery that seem at odds with the initial interpretation of this building as a stable. Brief exploration beneath the Phase 2b surfaces has shown that at least one earlier Middle Islamic phase is to be found beneath Phase 2b.

Dating Phases 2a and 2b with precision is difficult, given current knowledge of artifact sequences in the Middle Islamic period. In 2005 a hoard of 30 copper coins was found in association with the foundation level of a Phase 2b cobble stone surface. These thirty copper coins have the fabric and size consistent with the copper coins (fals; pl. fulus) minted in areas of Egypt and greater Syria in the Ayyubid (567-648 AH/1171-1250 CE) and Mamluk (648-923 AH/1250-1517 CE) periods. They are not well preserved and only four definitive identifications have been made; all of them Ayyubid (three from al-Malik al-Kamil Muhammad [615-635 AH/1218-1237 CE] and one from al-Malik al-'Aziz 'Uthman [589-595 AH/1193-1198 CE]. Only one of the coins seems to be Mamluk, but has not yet been identified with a known Mamluk type. Because the material culture associated with this hoard is clearly late Middle Islamic in date (i.e. Mamluk), and the coins are very heavily worn, it is assumed that most of this hoard was in circulation for more than a century before its final curation.

The favourable shape of the calibration curve during the latter part of the Middle Islamic period means that radiocarbon dates have proven more useful than numismatic dates. At present the beginning of the final phase of building use, Phase 2a, is radiocarbon dated to the first half of the fifteenth century CE with a two-sigma range of 1409-1445 CE. The calibrated dates from Phase 2b are more dispersed, but clearly predate the fifteenth century CE. This evidence makes the Phase 2a “squatters” occupation contemporary with the well-known late fourteenth and early fifteenth century fiscal and political crises within the Mamluk Empire. Because piecemeal site abandonment was already underway in the first half of the fifteenth century, it is presumed that Middle Islamic Dhiban was largely abandoned before the beginning of the sixteenth century. In this regard, it is interesting to note that Dhiban does not appear in the Ottoman tax registers (defters) of the sixteenth century CE.

As is typical of Middle Islamic sites in Jordan, green and yellow lead-glazed, hand-made geometric painted, and undecorated hand-made and wheel-made vessels dominate the ceramic assemblage. While petrographic analysis of this pottery is not yet complete, all of these wares appear to be of regional origin. More unusual is the abundance of relief-moulded lead glazed wares decorated with Quranic verses. These wares are thought to have been manufactured in the vicinity of Jerusalem, and are common at Karak and Hisban, but more rare further north in Jordan. Much less common, but still present, are examples of stonepaste wares (also called fritware/faience), generally presumed to be manufactured in the region of Damascus and in central and northern Syria (Fig. 4). Small quantities of so-called “sugar pots” have also been excavated. However, their limited abundance and secondary find contexts do not allow much to be said regarding Dhiban’s role in the sugar industry, which played such a large role in Jordan during Mamluk rule.

 

Decorated stone paste

Fig. 4. Decorated stone-paste wares from one surface in the barrel vaulted building
(Photo by Coleen Morgan)

 

Overall, Dhiban fits the general pattern described by Bethany Walker of a “boom and bust” expansion of agricultural settlement in Jordan from the thirteenth through fifteenth centuries CE. Walker links this expansion and contraction of settlement with Mamluk investment in the cash-cropping of sugar cane in the Jordan Valley, as well as the use of waqf endowments to provide “tax sheltered” agricultural investments in Jordan for Mamluk elites. This period of investment came to an end during the fiscal and political crises of the late fourteenth and early fifteenth century. As Walker notes, the local impact of these large-scale trends was quite variable, with areas that had been transformed into private waqf endowments often continuing to prosper through the transition to Ottoman rule in the sixteenth century. For many regions, however, the withdrawal of Mamluk state investment led to a marked decline in settlement. Dhiban would seem to fit into this later category. The town existed prior to the thirteenth century but expanded considerably under Mamluk administration. Between the thirteenth and fifteenth centuries CE, Dhiban developed as a prosperous local centre with connections to regional and international trade networks, as well as imperial elites. Middle Islamic Dhiban also hosted some small-scale non-agricultural production. The evidence suggests that Dhiban was abandoned gradually after a period of marked decline in the first half of the fifteenth century.

Precisely how and why Middle Islamic Dhiban expanded and was abandoned are interesting questions that deserve further research. In contrast to Hisban, no evidence for earthquake damage at Dhiban has been identified, despite numerous quakes being documented in the wider region over the century between 1341 CE and 1458 CE. Dhiban’s lack of a perennial water source and its reliance on cisterns would have made it more susceptible than most towns to periods of drought. Such droughts are certainly offered as causes of agrarian decline in Mamluk documentary sources. The impact of more intensive agro-pastoral production on soil erosion and fertility are also likely to have been severe at Dhiban. However, the relevant proxy data to examine these issues are still being collected, it would be premature to credit the site’s abandonment to earthquakes, drought or soil degradation. The shifting of the regional capital of al-Balqa from Hisban further north to ‘Amman in 757 AH/ 1356 CE may have impacted Dhiban. However, as of yet, there is no evidence for dependency between the two sites. Similarly, although the withdrawal of Mamluk state investment from Jordan coincides closely with the abandonment of Dhiban, it is not yet possible to show specific evidence for such investment and divestment in the archaeological record. Regarding the initial expansion of the site there is little that can be said at this time, as the earliest Middle Islamic phases are only now coming to light. In other words, much remains to be done in terms of both excavation and analysis. The preliminary results suggest that such effort will be worthwhile and that Dhiban will soon prove a key site in understanding the historical dynamics of agrarian expansion and “collapse” during the Mamluk administration of the Levant.

Benjamin W. Porter
Near Eastern Studies Department
University of California, Berkeley

References: see www.dhiban.org for DEDP publications and updates

ARCHEOLOGIE / ARCHAEOLOGY
PETROUNOVA Boni

La ville de Gotze Deltchev est située au sud de la Bulgarie, aux pieds des monts Rhodope. Sa mosquée est un des monuments les plus anciens de culte ottoman en terre bulgare, les autres étant les mosquées de Haskovo (1395), de Stara Zagora (1409), de Jambol, de Plovdiv (début du XVe siècle) et la mosquée de Firouz bey à Veliko Tirnovo. Elle se trouve dans la partie occidentale de la ville contemporaine, tout près de la rivière Nevrokopska, sur un terrain portant le nom de "Saint Nicolas", d'où l'existence d'une légende selon laquelle une ancienne église chrétienne aurait été bâtie sous la mosquée. D'après certaines hypothèses, il s'agirait d'une basilique reconstruite. Au début des travaux des archéologues, l'édifice, utilisé pour entreposer le fourrage, était en très mauvais état : des parties de sa coupole et de son minaret avaient disparu, les murs étaient très abîmés.

 

La mosquee de Gotze Deltchev

La mosquée de Gotze Deltchev avant les prospections archéologiques

 

La mosquée de Gotze Deltchev figure dans le catalogue des monuments de l'ancien Empire Ottoman, et Machiel Kiel note qu'il est très probable qu'elle fut construite par Mehmed bey, fils du beylerbey de Roumélie, Karadja pacha, dans les années 1480 ou 1490. Cette thèse est très plausible étant donné le plan de la mosquée, un schéma qui s'impose dès le XIVe siècle. Au XVIe siècle, de nouvelles exigences dans la pratique cultuelle musulmane imposèrent un changement dans l'aménagement intérieur des édifices : des portiques et des balcons firent leur apparition, et la silhouette des minarets changea. De telles reconstructions sont visibles sur la façade de la mosquée de Gotze Deltchev. C'est à cette époque qu'a été accolé le minaret actuel et qu'a été construite une deuxième entrée.

 

dessin d'une stèle musulmane

Mosquée de Gotze Deltchev : dessin d'une stèle musulmane

 

L'aide de la Fondation Max van Berchem en 1998 et 1999 a rendu possible l'étude d'espaces autour et à l'intérieur de la mosquée. Ces recherches permirent la découverte de nouveaux éléments sur l'histoire du monument. Par exemple, il est maintenant clair que la mosquée repose sur une nécropole chrétienne antérieure. La tradition rapportait également que des personnalités musulmanes étaient enterrées dans la cour ce qu'a confirmé la découverte de trois sépultures.

 

médaillon intérieur

Mosquée de Gotze Deltchev : médaillon intérieur

 

Le soutien de la Fondation Max van Berchem permit aussi de relever, d'enregistrer et de photographier les décors intérieurs, les médaillons avec des tugra et les décors de la niche du mihrab. Aujourd'hui ils sont entièrement ternis et détruits. Il fut établi que des dalles de marbre réutilisées et placées à l'envers constituaient une allée rectangulaire menant à l'entrée principale.

 

Mosquee de Gotze Deltchev

Mosquée de Gotze Deltchev : mur du sud-ouest, intérieur

 

Des deux côtés de l'entrée se trouvaient des pièces rectangulaires servant probablement à certaines cérémonies rituelles. Les murs intérieurs étaient richement décorés de panneaux colorés. Devant le dallage de marbre fut découverte une partie de la canalisation reliée à la source servant aux ablutions rituelles, obligatoires avant de pénétrer dans la mosquée pour la prière.

 

niche du mihrab

Mosquée de Gotze Deltchev : niche du mihrab

 

plan de la mosquée

Mosquée de Gotze Deltchev : plan de la mosquée et sondages

 

Les recherches archéologiques qui continuent en l'an 2000 ont pour but de poursuivre l'éclaircissement de l'histoire du monument. Le remploi d'éléments architecturaux antiques lors de la reconstruction de la mosquée sera également analysé. Cette caractéristique, ainsi que la réalisation de la façade extérieure (il s'agit d'une construction très répandue dans la région, en "cellules" - de petits blocs de pierre sont insérés dans des carrés formés de briques posées verticalement) sont des signes de la continuité qui caractérise l'architecture cultuelle ottomane inspirée des traditions antiques, typique aux Balkans.

Boni Petrounova
Michail Vaklinov

ARCHEOLOGIE / ARCHAEOLOGY
NORTHEDGE Alastair

In 1982, the opportunity occurred for the first Western work on the Abbasid capital of Samarra' on the Tigris (AD 836-892), since the German expedition of Herzfeld and Sarre in 1911-13. Herzfeld had had only a short time in the field (20 months in total) to work over the vast area of the city - 57 km2 of collapsed walls, and much has remained untouched. The central question was, and remains, simply to discover and record what there is at Samarra'. But it was also clear that surveying by normal methods on the ground would not be completed in a country where the danger of interruption for political reasons was always great, as has actually occurred. By good fortune, air photographs which could be used for photogrammetry were found.
We have used standard methods of air photogrammetry, as used for map-making since the Second World War, and modern CAD techniques, to create a set of plans of the city, and of individual buildings. This has been supplemented by survey work in the field. In 1983 we surveyed the ground control of the air photography, and University College London made available their photogrammetric equipment for plotting the photographs. In two more field seasons in 1987 and 1989 much new information was gathered, but unless the political situation in Iraq improves it is unlikely to be possible to work further.

 

Perspective view of the houses

A. Northedge. Samarra' : Perspective view of the houses on the Grand Avenue in al-Mutawakkiliyya


However, in spite of the evident technical interest of recording such a large archaeological site, the real interest of the project lies in the very large quantity of information about the history of the Caliphate which it makes available : the number of about 5500 buildings of the 3rd/9th century recorded outweighs the total of other buildings known from the Early Islamic period. There is new information for architectural history, for example the evidence that the octagonal city at Qadisiyya is the unfinished city of al-Mubarak begun by the Caliph Harun al-Rashid before 180/796, or the plans of the palaces of al-Istabulat, al-Musharrahat, and al-Ja'fari.

 

Reconstruction of the original form of the Qubbat al Sulaibiyya

A. Northedge. Samarra' : Perspective view of the houses on the Grand Avenue in al-Mutawakkiliyya


But the entire range of different building types from 3rd/9th century Iraq is also evidently to be found there. Courses for horse-racing, polo maydans, and hunting reserves have been recognized, but also, with the help of al-Ya'qûbî's description of the avenues of Samarra', it has been possible to identify a building used by a dîwân : the Dîwân al-Kharâj, whose plan can scarcely be differentiated from that of a palace. Al-Ya'qûbî helps the identification of the houses of particular personalities : what sort of house did the Qâdi al-Qudât occupy ? At the other end of the scale, a range of industrial buildings have been located, the purpose of only some of which can be recognized. The evidence for the cantonments of the army - the equivalent of Roman legionary camps - is excellent, and Samarra' also has one of the best preserved plans of an Islamic palace city, al-Mutawakkiliyya, with many buildings of as yet unknown function.
At present, with the help of the Foundation, the basic information archive of plans and maps is being prepared for publication, together with a catalogue, and we hope that this will take place within the next two years. There will also be a study of the historical topography of the city.

ARCHEOLOGIE / ARCHAEOLOGY
OLESON John et FOOTE Rebecca

Introduction

The Max van Berchem Foundation awarded grants in July 1994 and 1996 to assist with the excavation of an early eighth-century qasr and masjid in Field F103 at Humeima (Jordan). Support of the Foundation was crucial for our success, and we are very grateful for the awards.
Two structures had been identified during the 1992 and 1993 seasons in Field: a large rectangular structure (61 x 50 m) centered around a trapezoidal court; a small rhomboidal structure with bonded niche on the south side, located just southeast of the rectangular structure. Ceramic evidence indicated that both were erected in the early eighth century C.E. and therefore probably in association with one another. The rectangular structure was labeled a qasr and the rhomboidal one a mosque because of typological similarities to other Umayyad-period qusur with extra mural mosques (al-Hallabat, Jabal Seis, Qastal, al-Risha, Umm al-Walid and al-Zabib). Since historical texts relate that the Abbasid family built a qasr and masjid at Humeima during the Umayyad period, in the decades before their rise to power, and given the absence of any other pertinent structures at Humeima, the complex was attributed to the Abbasid family (Akhbar ad-Dawla al-Abbasiyya 1971: 107, 108, 149, 154, 195; al-Bakri 1945-51: 130).

 

 

plan of qasr and masjid

J. Oleson and R. Foote. Humeima : plan of qasr and masjid

The 1995-96 Seasons

In 1995, we discovered the entrance to the qasr on the east, just to the south of the central east-west axis of the building, inset from the line of the east exterior wall (Fig. 2, page 4). The perimeter wall of the qasr lacks towers; this feature, along with the recessed entry way mark distinct departures from the plans of other eighth-century qusur in Bilad ash-Sham. It has traditionally been argued that the other qusur were built on local Byzantine models. The qasr at Humeima may instead correlate with building traditions from the Arabian Peninsula which the Abbasids brought with them when they immigrated from Ta'if. Alternatively, the south of Jordan may simply have escaped Byzantine influences prominent further north.
Also in 1995, a post-reform, silver dirham was unearthed just outside the qasr entrance. Struck in Wasit in the year 115H/733-4 C.E. it is a well-known issue of common circulation in the 730s (Walker, 1956, pp. 1xi-1xvii, xcii, 104-05, 197; Broome, 1985, pp.8-11). The coin not only further supports the early eighth-century date for the qasr but also signals the participation of southern Jordan in the contemporary inter-regional economy.

 

ivory panel with figure

J. Oleson and R. Foote. Humeima : ivory panel with figure


During both seasons excavation continued in a central room in the western wing of the qasr where frescoes had already been discovered. The results show that the room was originally decorated with a fresco, executed in fresco secco technique, probably as a solid red wash dado below an expanse of non-figural patterning. As a result of fire, the patterned plaster collapsed into fragments onto the white plastered floor, among debris of mudbrick and burnt palm wood of the superstructure. Although much of the fresco was damaged by the fire, we have recovered significant remains of the mostly vegetal, floral and geometric designs, many set within pearl-beaded rectangular bands. A wide range of colors was used.

 

ivory panel

J. Oleson and R. Foote. Humeima : ivory panel with figure


Thousands of ivory fragments were also recovered from the "fresco-room", derived from long, narrow, thin sheets of the material (L 30 cm. W 10 cm, Th. 03-05 cm. Enough has been assembled of several panels to identify the subjects. The largest, now about 90% complete, depicts a male figure standing frontal, his head in profile, and wearing military headgear; he holds a long rod or spear shaft diagonally in front with both. The design was carved in a vigorous, rounded style. Smaller panels bear relief scenes involving fish and birds. The small holes drilled through each of these thin panels and the large amounts of charred pine and iron found in context, suggest the panels served as veneer assembled by iron fasteners to wooden furniture. Stylistic considerations suggest Persian, Indian, Chinese or Sogdian origin, though no specific parallels have been identified.
Twenty-one new squares were opened in the qasr during the 1995 and 1996 seasons. Almost every new room revealed its own unique dimensions and evidence for vaulting, fenestration, and doors. No bayt module was determined. We have now also found evidence for three later phases of occupation, two of them involving squatters. During the latest phase, of the Ottoman period, there was significant reorganization of most rooms and the courtyard. Since this activity included removal of the initial occupational deposits, it is difficult to determine the original functions of many rooms.

 

map of site

J. Oleson and R. Foote. Humeima : map of site


The mosque was the object of systematic excavation in 1995. Small and rhomboidal with bonded mihrab, the qibla is oriented due south. Foundation pottery collected beneath the entire area of the mosque floor supports the eighth-century date conjectured from 1993 probes. Only three wall courses of the original, eighth-century mosque are still extant, and the upper courses of walls, arch and springers part of a later rebuild. In order to restore the mosque more closely to its original character, we removed a late extension of the south wall which impinged the mihrab and opened the blocked original door on the north. We also consolidated the walls, arch, and mihrab with a mortar of lime and local sand that is reversible and blends well with the original mud.

 

view of qasr and mosque

J. Oleson and R. Foote. Humeima : view of qasr and mosque after removal of spoil heaps


The removal of drifted fill outside the eighth-century mosque exposed other, later walls with only one course extant. Square walled areas we tentatively termed "pens" extend east and west of the original mosque, with their walls laid half a course higher than those of the mosque and abutting them, indicating a second, later phase. To the southwest there was a surprising and somewhat perplexing discovery: a second mosque. It is rectangular, the south wall of the west "pen" functions as its north wall, and, curiously, its east wall was built to abut the mihrab of the original mosque, thereby creating a convex northeast corner for the later mosque. Traces of its damaged mihrab were found along its south wall. Because the east wall clearly abuts the original mihrab and the west wall abuts the west "pen" this mosque is a yet later, third phase of building in the mosque environs. There are not distinguishable doorways between the original mosque and later additions. Foundation pottery for both the "pens" and later mosque was scant and inconclusive, so absolute dates are undetermined. Nonetheless, the second mosque is suspected to parallel the significant remodeling phase inside the qasr dating to the Ottoman period.

References
al-Bakri, Abu Ubayd. Mujam ma Istajam min Asm al-Buldn wa al-Maw. ed. Mustafa al-Saqa. Cairo, 1945-51.
Broome, M. A Handbook of Islamic Coins. London, 1985.
al-Duri, Abd al-Aziz, and al-Mutallabi, Abd al-Jabbar, eds. Akhbr ad-Dawla al-Abbsiya. Beirut, 1971.
Walker, J. A Catalogue of the Arab-Byzantine and Post-Reform Umaiyad Coins. Oxford, 1956.

ARCHEOLOGIE / ARCHAEOLOGY
NORTHEDGE Alastair

In 1983, we began a project to map Samarra, a project which is now reaching publication. The work has been generously financed by the Foundation since 1991. The first volume, the Historical Topography of Samarra, is now going to press with the help of the Foundation, and the second, the Archaeological Atlas of Samarra, will be ready in 2004.
It was not originally intended to spend so long a time on this project, though we were aware that the quantity of archaeological data was exceptional, 58 km2 of built-up area spread over 2002 km, and 6908 units have been registered. The objectives, however, have been attained. The aim was to record the entire area of fired brick, mud-brick and pisé mounds. At first the objective was principally one of rescue archaeology, a need to be found everywhere round the Middle East, where modern economic development has put nearly all archaeological sites in danger. Register what exists, and at least you have a record for future study, a record which one hopes may influence the policy decisions of governments and private developers. Samarra is particularly fragile, as a bulldozer can remove a substantial area in a morning. However, in the end, war and economic sanctions proved to be the problem. Although neither the bombs of 1991 nor 2003 touched the site, the imposition of economic sanctions forced Iraqis to cultivate much larger areas of land, including the ploughing up of substantial areas. The American occupation has led to further issues. Recently, a battle took place in the streets of Samarra (30 November 2003), which resulted in damage to the town, and the manoeuvring of tracked vehicles has certainly damaged the archaeological site. Fortunately, at the request of the American advisor at the Iraq Directorate of Antiquities, John Russell, I have been able to send marked-up satellite images, to show the extent of the archaeological remains.

 

The Spiral Minaret

1. The Spiral Minaret seen from House no. 5


While the value of archaeological recording has thus been dramatically illustrated, planning such a large site has also led to new areas of research. Samarra is, in fact, the largest ancient city in the world for which we have a nearly complete plan. Although Chang'An, the T'ang capital in China, or ancient Tokyo, may once have covered larger areas, we know very little about them, other than that which can be derived from texts. The existence of a semi-complete plan shows that you cannot simply reach conclusions based on global area and estimates of population. The history of each quarter has to be studied, when and why it was founded, who lived there, how it developed, proportions of different types of housing, and industrial establishments. The combination of archaeological and textual evidence is vital.
The methods available have advanced much through the development of computer technology recently. At the beginning, we made a photogrammetric map based on air photographs dating to 1928 and 1953. With the wide availability of scanners, we were able to digitise the air photographs in 1995, and study every mound in as great a degree of detail as you can see on the ground. The main lack is that on the ground you can commonly see the actual wall faces, and from the air there is less precision in measurement. As is typically the case in archaeology, old photographs are better than new, for the remains are better preserved. For this reason, the maps are retro-projected to a date of 1924, also to include more remains now covered or destroyed. In 1995, the United States declassified high-resolution 1960s satellite imagery of the CORONA series. Although of lesser resolution than the air photographs, these images have given a complete coverage of the region, and it has been possible to add in unknown elements on the periphery. Recently Professor Elizabeth Stone of Stonybrook University has provided us with low resolution ASTER imagery from the last year, and we will be able to correlate our older photographs with the current situation.

 

Air photograph of al Mutawakkiliyya

2. Air photograph of al-Mutawakkiliyya and the Abu Dulaf Mosque, dated 1953.


It is probable that we have been able to recover every structure of the Abbasid city and its surroundings that survived into the 20th century. Evidently, from the air, not everything can be well dated, though there are usually arguments for a preliminary dating. Further detail will have to wait for future work on the ground. However, we are hopeful that as great a knowledge of Samarra as is possible under the present circumstances has been preserved for scholarship, and for the people of Iraq.

For further information, see our web site at http://www.dur.ac.uk/derek.kennet/samarra.htm.

Alastair Northedge
Professeur d'Art et d'Archéologie islamiques
Université de Paris I